SEC FORM
4/A
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
AMKOR TECHNOLOGY INC
[ AMKR ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
X |
Other (specify below) |
| See Exhibit No. EX-99.1 |
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3. Date of Earliest Transaction
(Month/Day/Year)
10/27/2004
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
05/17/2004
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
| X |
Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|---|
| 1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
Amount |
(A) or (D) |
Price |
| Amkor Technology, Inc. Common Stock |
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0 |
I |
Trust
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| Amkor Technology, Inc. Common Stock |
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10,000 |
I |
By Trust
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| Amkor Technology, Inc. Common Stock |
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|
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10,000 |
I |
By Trust
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| Amkor Technology, Inc. Common Stock |
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|
|
|
|
|
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10,000 |
I |
By Trust
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| Amkor Technology, Inc. Common Stock |
|
|
|
|
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|
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10,000 |
I |
By Trust
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| Amkor Technology, Inc. Common Stock |
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|
|
|
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10,000 |
I |
By Trust
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| Amkor Technology, Inc. Common Stock |
|
|
|
|
|
|
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6,257,344 |
D
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| Amkor Technology, Inc. Common Stock |
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|
|
|
|
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8,200,000 |
I |
By Trust
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| Amkor Technology, Inc. Common Stock |
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|
|
|
|
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14,457,344 |
D
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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|---|
| 1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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| Explanation of Responses: |
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/s/Susan Y. Kim |
11/08/2004 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit No. EX-99.1
Exhibit No. EX-99.1
May be deemed member of group. Susan Y. Kim (a) is the Trustee and beneficiary
of the Susan Y. Kim Trust dated 12/31/87; and (b) Co-Trustee of the following
trusts - the Trust of Susan Y. Kim dated 4/16/98 for the benefit of Alexandra
Panichello, the Trust of Susan Y. Kim dated 4/16/98 for the benefit of
Jacqueline Panichello, the Trust of Susan Y. Kim dated 4/16/98 for the benefit
of Dylan Panichello, the Irrevocable Deed of Trust of James J. Kim for Alexandra
Kim Panichello - 12/24/92, the Irrevocable Deed of Trust of James Kim for
Jacqueline Mary Panichello - 10/3/94, the Dylan James Panichello Trust of
10/15/01 (Irrevocable), the Allyson Lee Kim Trust of 10/15/01 (Irrevocable), the
Irrevocable Deed of Trust of James J. Kim, Settlor F/B/O Jason Lee Kim -
11/17/03 and the John T. Kim Trust dated 10/27/04 for the benefit of his
children (Irrevocable).
The trust agreement for each of the trusts dated 12/31/87 reported in this Form
4 authorizes the trustees of the trust to vote the shares of common stock of the
issuer held by them, in their discretion, in concert with James J. Kim's family.
The trustees of the other trusts reported in this Form 4 are members of the
James J. Kim family. James J. Kim and Agnes C. Kim are the parents of Susan Y.
Kim, David D. Kim and John T. Kim and Susan Y. Kim is the parent of Alexandra
Panichello, Jacqueline Panichello and Dylan Panichello. John T. Kim is the
parent of Allyson Lee Kim and Jason Lee Kim. Each of the reporting persons
states that the filing of this Form 4 report shall not be deemed an admission
that the reporting person is the beneficial owner of the reported securities,
for purposes of Section 16 of the Securities Exchange Act of 1934, as amended,
or for any other purpose.
Exhibit No. EX-99.2
Exhibit No. EX-99.2
This Amendment is filed to correct a previous filing that was made in error.
That filing reflected a gift from the John T. Kim Trust dated 12/31/87 to the
John T. Kim Trust dated 5/17/04 for the benefit of his children (Irrevocable).
The documentation, including the Deed of Trust and stock powers for the transfer
for the John T. Kim Trust dated 5/17/04 for the benefit of his children
(Irrevocable) was prepared as of May 17, 2004, but the execution of the
documentation was inadvertently overlooked and not accomplished. Therefore, the
intended transaction did not take place in May 2004. This oversight was recently
discovered and new documentation was prepared. Consequently, a new Form 4 and
related Form 3 are being filed concurrently herewith to report the new
transaction, adjusted for the changed market value of the shares.
Exhibit No. EX-99.3
Exhibit No. EX-99.3
These shares are held directly by the Irrevocable Deed of Trust of James J. Kim,
Settlor F/B/O Jason Lee Kim - 11/17/03, of which the Co-Trustees are John T. Kim
and Susan Y. Kim, and are held indirectly by John T. Kim as Co-Trustee and
immediate family member of, and sharing the same household with, Jason Lee Kim,
the beneficiary of this trust, and Susan Y. Kim as Co-Trustee.
Exhibit No. EX-99.4
Exhibit No. EX-99.4
These shares are held directly by the Allyson Lee Kim Trust of 10/15/01
(Irrevocable), of which the Co-Trustees are John T. Kim and Susan Y. Kim, and
are held indirectly by John T. Kim as Co-Trustee and immediate family member of,
and sharing the same household with, Allyson Lee Kim, the beneficiary of this
trust, and Susan Y. Kim as Co-Trustee.
Exhibit No. EX-99.5
Exhibit No. EX-99.5
These shares are held directly by the Dylan James Panichello Trust of 10/15/01
(Irrevocable), of which the Co-Trustees are John T. Kim and Susan Y. Kim, and
are held indirectly by Susan Y. Kim as Co-Trustee and immediate family member
of, and sharing the same household with, Dylan James Panichello, the beneficiary
of this trust, and indirectly by John T. Kim as Co-Trustee.
Exhibit No. EX-99.6
Exhibit No. EX-99.6
These shares are held directly by the Irrevocable Deed of Trust of James Kim for
Jacqueline Mary Panichello - 10/3/94, of which the Co-Trustees are John T. Kim
and Susan Y. Kim, and are held indirectly by Susan Y. Kim as Co-Trustee and
immediate family member of, and sharing the same household with, Jacqueline Mary
Panichello, the beneficiary of this trust, and indirectly by John T. Kim as
Co-Trustee.
Exhibit No. EX-99.7
Exhibit No. EX-99.7
These shares are held directly by the Irrevocable Deed of Trust of James Kim for
Alexandra Kim Panichello - 12/24/92, of which the Co-Trustees are John T. Kim
and Susan Y. Kim, and are held indirectly by Susan Y. Kim as Co-Trustee and
immediate family member of, and sharing the same household with, Alexandra Kim
Panichello, the beneficiary of this trust, and indirectly by John T. Kim as
Co-Trustee.
Exhibit No. EX-99.8
Exhibit No. EX-99.8
By Susan Y. Kim as settlor, trustee and beneficiary of the Susan Y. Kim Trust
dated 12/31/87.
Exhibit No. EX-99.9
Exhibit No. EX-99.9
These shares are held directly by the Trust of Susan Y. Kim dated 4/16/98 for
the benefit of Alexandra Panichello (2,733,334 shares), the Trust of Susan Y.
Kim dated 4/16/98 for the benefit of Jacqueline Panichello (2,733,333 shares)
and the Trust of Susan Y. Kim dated 4/16/98 for the benefit of Dylan Panichello
(2,733,333 shares), of which the Co-Trustees are Susan Y. Kim and John T. Kim,
and indirectly by Susan Y. Kim as Co-Trustee and immediate family member of, and
sharing the same household with, the beneficiaries of the trusts, which are
respectively, Alexandra Panichello, Jacqueline Panichello and Dylan Panichello,
and by John T. Kim as Co-Trustee.
Exhibit No. EX-99.10
Exhibit No. EX-99.10
By John T. Kim as settlor, trustee and beneficiary of the John T. Kim Trust
dated 12/31/87.
Exhibit No. Ex-99.11
Exhibit No. Ex-99.11
Joint Filer Information
Name of Joint Filer: John T. Kim, as Co-trustee of the Allyson Lee Kim Trust of
10/15/01 (Irrevocable), the Irrevocable Deed of Trust of
James J. Kim, Settlor F/B/O Jason Lee Kim - 11/17/03, the
John T. Kim Trust dated 10/27/04 for the benefit of his
children (Irrevocable), the Dylan James Panichello Trust of
10/15/01 (Irrevocable), the Irrevocable Deed of Trust of
James J. Kim for Alexandra Kim Panichello - 12/24/92 and the
Irrevocable Deed of Trust of James J. Kim for Jacqueline
Mary Panichello - 10/3/94 and as Settlor, trustee and
beneficiary of the John T. Kim Trust dated 12/31/87.
Address: 1345 Enterprise Drive
West Chester, Pennsylvania 19380
Designated Filer: Susan Y. Kim
Issuer &
Ticker Symbol: Amkor Technology, Inc. (AMKR) (NASDAQ National Market
System)
Date of Event
Requiring
Statement: October 27, 2004
Signature: /s/John T. Kim Date November 8, 2004
John T. Kim, in his capacities
listed above
